The Biggest Live Compliance Event in 2023

In financial compliance, risks can lurk beneath the surface in millions of daily calls, emails, and instant messages, in new communication channels used for hybrid work, and in growing trade volumes. Finding risk in this ocean of data is challenging.

During NICE Interactions 2023 there is a dedicated track on Communication Compliance. In this track, you will learn best practices for capturing, archiving, and monitoring all regulated employee communications, across all communication channels to better detect misconduct and reduce regulatory risk.



  Navigating the Winding Regulatory Road of
  Communication Compliance

With twelve major US Banks being hit with two billion dollars in fines during the past 12 months for mobile communication infractions, one thing is clear – it’s no time to fall asleep at the wheel. And as regulators widen their pursuit, buy-side firms are finding themselves in the driver’s seat too.

In this session, experts join NICE to examine the latest regulatory trends, and share insights to help your firm navigate the ever-winding road of communications compliance, and steer clear of fines.

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  Case Study: Minimizing Risk and Reducing Operational Costs with
  All-in-One Compliance Recording

Microsoft Teams. Zoom. Cisco Webex. And more. Digital transformation and hybrid working are giving regulated employees more ways to communicate. But this introduces another complexity – how to record these new modalities? Not recording increases your regulatory risk. Recording on multiple cloud or on-premises systems increases your costs.

In this session, you will see how an all-in-one approach to compliance recording can help your firm minimize risk, while simultaneously slashing total cost of ownership.

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  Cloudifying Your Communications and Compliance Recording

During the past three years, tectonic shifts in the financial services sector, including hybrid and remote working, have caused firms to accelerate their adoption of cloud technologies. Today, most financial services firms are turning to the cloud for its agility, efficiency, scalability, resiliency, and cost savings.

In this session, you will learn about the many benefits of moving communications and compliance recording to the cloud.

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  The Next Chapter of Compliance

Regulators and financial services firms around the world are placing a greater focus on misconduct, as evidenced by growing fines and personal liability for senior managers. At the same time, the proliferation of new communication channels, used by regulated employees, and growing volumes of data, are making misconduct harder to catch.

In this session, you will learn how Compliancentral, our end-to-end communications and trade compliance solution suite, can help your firm build a culture of good behavior, comply with global regulations, and ensure regulated employees are playing by the rules.

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Register here for Interactions 2023 in New York City at the Jacob Javits Center on June 5-7. There is a registration fee of $500.

Don’t miss out on our exclusive, private concert featuring multi-Grammy and Billboard Award-winning band, Train - only at Interactions NYC 2023!