Risk-based safeguards for transaction monitoring programs
This complimentary three-part webinar series focuses on emerging anti-money laundering transaction monitoring challenges in the financial sector and risk-based safeguards institutions can take to address them. Join us as we shed light on three pressing issues including disparate AML systems, new and emerging threats and new regulatory-driven data lineage requirements, and help you understand how to implement a repeatable process to protect your institution.
Safeguard 1: Consolidation for increased consistency
Safeguard 2: Agility for increased responsiveness
Safeguard 3: Completeness for data lineage
NICE Actimize and Andy Schmidt of CEB Tower Group will discuss how a consolidated view of an AML strategy across an organization leads to a modern infrastructure that provides a clearer view of risk and permits a more repeatable monitoring process.
Lead by NICE Actimize’s Tom Berkovitch and Trevor Barritt, this installment in the series will focus on the drivers for increased agility in transaction monitoring.
Tom Berkovitch will moderate a review of regulatory requirements around data lineage, focusing on guidance provided by New York State Department of Financial Services (NYDFS) ruling 504 which took effect on January 1.
Safeguard 1:
Safeguard 2:
Safeguard 3: