Risk-based safeguards for transaction monitoring programs
This complimentary three-part webinar series focuses on emerging anti-money laundering transaction monitoring challenges in the financial sector and risk-based safeguards institutions can take to address them. Join us as we shed light on three pressing issues including disparate AML systems, new and emerging threats and new regulatory-driven data lineage requirements, and help you understand how to implement a repeatable process to protect your institution.
Safeguard 1: Consolidation for increased consistency
NICE Actimize and Andy Schmidt of CEB Tower Group will discuss how a consolidated view of an AML strategy across an organization leads to a modern infrastructure that provides a clearer view of risk and permits a more repeatable monitoring process.
Tom Berkovitch, Director of Product Marketing, AML Solutions, will lead a discussion with Nish Ranatunga, SAM Product Manager, and Devesh Dasai, Advanced Risk & Compliance Analytics Director at PwC, focused on regulatory requirements around data lineage and the guidance provided by New York State Department of Financial Services (NYDFS).